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基于颗粒棱角效应的条形基础下珊瑚砂斜坡地基承载与变形行为微观分析

基于颗粒棱角效应的条形基础下珊瑚砂斜坡地基承载与变形行为微观分析

赵刚
绍衡
立明
选明
300

为研究海成珊瑚砂斜坡地基中的特殊承载行为,本文采用离散元法(DEM)从宏观到微观尺度上研究易碎颗粒棱角对条形基础下珊瑚砂斜坡地基承载性能的影响。结果表明,数值模拟中利用易碎棱角颗粒可以较好地模拟出珊瑚砂斜坡地基的承载特性。棱角的嵌锁与破碎双重效应可很好地解释易碎棱角颗粒斜坡地基中载荷传递较浅与剪应力区分布较窄的现象。在此基础上,揭示了易碎颗粒棱角对斜坡地基中土体行为的显著影响;进一步发现滑移带内棱角的渐进破碎是决定珊瑚砂斜坡地基承载和失效模式特殊的内在原因。本研究为分析棱角颗粒构成的斜坡地基特殊承载行为提供了新的思路。

微观分析珊瑚砂边坡地基颗粒棱角破碎棱角咬合

1 Introduction

Coral sands, a distinctive type of marine soil, are abundant in tropical and subtropical coral reefs worldwide, encompassing roughly 40% of the land-ocean boundary on Earth [1-5]. Unlike terrigenous silica sand, coral sands originate from the remains of marine organisms [6-8]. Consequently, the coral sands possess distinctive particle soil properties, such as high porosity, high calcium carbonate content, and susceptibility to particle breakage [9-12]. With the progress of marine construction engineering in recent years, numerous buildings and structures have been constructed on natural and artificial islands covered with coral sand. However, the stability of coral sand slope foundations under the footing loads exerted by these buildings and structures remains unclear. When subjected to the loads, the coral sand particles under the footings may break or interlock, causing the mechanical behavior of coral sand slope foundations to differ significantly from those of common silica sand slope foundations [13-15]. Therefore, relying solely on classical slope foundation theories without considering the unique particle breakage and interlocking behaviors may lead to inaccurate estimations of bearing capacity and incorrect assessments of slope stability. Hence, it is crucial to examine and understand the effect of breakable particle corners on the bearing characteristics and stability of coral sand slope foundations under footings.

Extensive studies have been focused on the bearing capacity of granular soil slope foundations under footings [16-18]. Experimental studies have demonstrated that the bearing capacity of footings on granular soil slopes is highly influenced by factors such as slope angle, slope height, footing types, setback distance of footings to the slope surface, and mechanical characteristics of the granular soil [19, 20]. Among these factors, the characteristics of the granular soil, including particle friction and particle breakage, are particularly important for determining the deformation and failure of the soil slope foundations [13, 21, 22]. Moreover, recent investigations have shown that the primary particle breakage pattern of coral sand is particle corner breakage under footing loads, which differs significantly from the classical fracture breakage observed in previous studies on common particles [13, 23-25]. Although these experimental studies have improved our understanding of soil slope foundations in coral sand areas, there is still a lack of comprehensive investigations into the detailed deformation and failure mechanisms of coral sand slope foundations under footings. This deficiency in experimental studies can be attributed to the challenges associated with analyzing progressive underground soil deformation and obtaining detailed information on the amount and location of particle corner breakage in the slope soil. In terms of numerical investigations, it has been common practice in recent decades to model the deformation and failure of granular soil slope foundations utilizing diverse constitutive models that neglect the effects of particle breakage [26-29]. Although some constitutive models have started to consider the effect of particle breakage in recent years [22, 30, 31], accurately reproducing specific behaviors of coral sand slope foundations in numerical simulations remains challenging due to the inherent use of the traditional particle fracture pattern [13, 22, 32]. Therefore, it is essential to consider the true particle breakage pattern (corner breakage) of coral sand in the mechanical analysis of coral sand slope foundations.

On the other hand, compared with the widely mentioned particle breakage effect, the particle interlocking effect of coral sands has received little attention in previous research. Early studies have indicated that the internal friction angle of coral sand is usually much larger than that of silica sand. However, it was only in recent years that compression tests have shown that coral sand can easily interlock into a block under compressive pressures, leading to significant changes in soil properties [33, 34]. Field tests have also revealed that highly compacted coral sand foundations can exhibit considerably high bearing capacity due to particle corner interlocking [35, 36]. Therefore, apart from the corner breakage effect, the particle interlocking effect also should be considered in the analysis of coral sand slope foundations. In fact, breakable particle corners in coral sand have dual effects: corner interlocking and corner breakage. In other words, breakable particle corners have the potential to improve the bearing capacity of granular foundations by corner interlocking, and also have the potential to reduce the bearing capacity through corner breakage. The combined effects of these opposing factors on the bearing and deformation behaviors of slope foundations remain unexplored. Currently, the discrete element method (DEM) can model both particle corner interlocking and particle breakage of granular soil at both macro-scale and particle-scale [37-39]. Thus, the DEM method should be proper for examining the coupled corner interlocking and breakage effects on the deformation and failure of coral sand slope foundations under strip footings.

This research aims to analyze the underlying mechanism of the unique behaviors displayed by coral sand slope foundations, by investigating the effect of breakable particle corners on macro-to-micro soil behaviors using DEM simulations. The study consists of comparing the bearing capacity of slope foundations in model tests and numerical simulations and preliminarily explaining the unique bearing capacity of coral sand soil by particle contact behaviors. Additionally, the dual effects of breakable particle corners on stress transmission and distribution in slope foundations are explored. Moreover, detailed comparisons and analyses of the deformations of slope foundations under footings are performed. Finally, the failure patterns of granular soil slope foundations are established and their relationships to particle corner interlocking and breakage effects are elucidated. This study provides a new perspective to clarify the behaviors of slope foundations composed of breakable corner particle materials.

2 Granular materials and DEM method

2.1 Coral sand in experiment tests and clusters in numerical simulations

Coral sand belongs to a kind of unique type of marine sediment commonly found in tropical marine regions [40-42], and it is fragments of coral rock (Figure 1(a)) primarily derived from reef-building corals, coral algae, and bone fragments of other marine organisms [10, 33, 43, 44]. The coral sand collected from the South China Sea exhibits a high calcium carbonate (CaCO3) content, accounting for over 94% of its weight. Due to the short transportation distance during the geological sedimentation process, the sand particles have low roundness and numerous corners [41, 45-47]. The specific gravity of the sand is approximately 2.78. Its irregular morphology (Figure 1(b)) and rough surface (Figure 1(c)) contribute to a significantly larger internal friction angle compared to common silica sand. Ordinarily, common silica sand possesses high strength and is relatively hard to break under a confining pressure less than 2.0 MPa [48, 49]. In contrast, coral sand is breakable even under low-pressure conditions [23, 50, 51], distinguishing it from common silica sand. Besides, current studies have proven that the primary pattern of particle breakage in coral sand is particle corner breakage [24, 52]. Further information regarding the characteristics of coral sand can be seen in the model tests conducted by LUO et al [13].

Figure 1
Illustrations of representative pictures: (a) Typical coral rock; (b) Typical coral sand; (c) Scanning electron microscopy image of coral sand
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The mechanical analysis capabilities of the discrete element method (DEM) at a microscopic level are widely acknowledged, which motivated its adoption in this study. Consistent with previous research [53, 54], the particle size distribution of the slope soil in DEM simulations is identical to that used in model tests, with the particle size scaled up to ensure computational efficiency (Figure 2). As shown in Figure 3(a), previous studies have proven that the primary pattern of particle breakage in coral sand is particle corner breakage [24, 32, 52]. Currently, the cluster method in DEM simulations can model both particle corner interlocking and particle breakage of granular soils [37-39, 55, 56]. However, the computational efficiency of the cluster method is low when the particle number is large [56-58]. To simulate corner particles efficiently, the construction of irregular particles using the fewest spheres possible is crucial. Thus, in this study, the detailed inner pores of grains in coral sand were not constructed in numerical simulations. Typically, this involves using large spheres for the main body and a minimal number of smaller spheres arranged symmetrically around the main body to represent the corners [32, 57, 59]. The same as in previous DEM studies [58, 60], one large central ball and three smaller balls were used to create three-corner particles, aiming to simulate the corner effect of coral sand. In contrast, two-corner particles were employed to represent particles with fewer corners. Firstly, two types of clump templates (Figure 3(b)) were created, each consisting of a large central ball and two or three smaller balls symmetrically attached to the central ball. Based on statistical data in tests, the ratio of radius between attaching small spheres and the primary sphere is stochastic, with a reasonable range from 1:3 to 1:7 to model real corner breakage [40]. Consistent with previous studies on pile-soil interaction in calcareous sand [53, 54], the radius ratio between small spheres and primary spheres is chosen to be 1:3.85 in this numerical study. These templates were used to determine the shape of the clusters. In accordance with prior research [58, 61], breakable corner particles were constructed by converting clumps into clusters one by one, where the corners (small balls) were bonded at the contact points (upper part of Figure 3(c)). In the cluster method, the particle corners (represented by small balls) will detach from the cluster (lower part of Figure 3(c)) when the contact force exceeds the bond strength [62, 63]. The number of particle corner breakages in the DEM simulations corresponded to the number of destroyed bonds. Detailed information regarding the linear parallel bond model can be found in Ref. [39].

Figure 2
Particle size distributions in model tests and numerical simulations
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Figure 3
Illustrations of constructed particles in DEM simulations: (a) Particle corner breakage in model tests; (b) Clump templates; (c) Corner breakage in DEM
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2.2 Adopted model tests and numerical model in DEM simulations

This numerical study followed the model tests conducted by LUO et al [13] (Figure 4). The model tests were performed in a model tank with a depth of 800 mm. The internal friction angle of the coral sand was about 35°. The sand pluviation (raining) technique [64] was employed to fill the coral sand slope foundation with a relative density of 70%±1%. Subsequently, a long strip footing (steel plate) measuring 80 mm in width (B=80 mm) was installed on top of the slope, oriented parallel to the slope crest in the longitudinal direction. The horizontal setback distance (b) between the footing edge and the slope crest varied in different test cases. The settlement of the footing was controlled using a high-precision hydraulic jack with a slow loading rate. Pressure measurements under the footings and corresponding settlements were recorded using an acquisition system. More detailed information on the model tests can be found in the study conducted by LUO et al [13].

Figure 4
Experimental tests on the bearing behavior of strip footings on coral sand slope (modified from LUO et al [13]): (a) Test layout; (b) Image of model tests
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The DEM simulations were employed to further investigate the slope foundation behaviors. In the adopted model tests, the length of the footing was roughly 10 times of its width, allowing for numerical simulations to be efficiently conducted under plane strain conditions. Under these circumstances, a two-dimensional numerical simulation, in contrast to a three-dimensional approach, is not only viable but also significantly enhances computational efficiency [38, 39]. To facilitate comparative numerical research, several types of clusters were utilized in the numerical cases, including unbreakable 2-corner particles, unbreakable 3-corner particles, and breakable 3-corner particles, as depicted in Figure 5(a). The slope height, slope angle, and width (B=80 mm) of the model footing were consistent between the DEM numerical simulations and model tests, as illustrated in Figure 5(b). In the numerical simulations, the horizontal setback distance (b) between the footing edge and the slope crest varied from 1B to 4B. The particle median diameter (d50) was 6.4 mm, resulting in a ratio of the footing width (B) to d50 of 12.5. This ratio was deemed sufficient to disregard the particle scale effect based on earlier research [65-67]. The normal and shear stiffness in ball-ball contacts were set at kn=6.0×106 N/m and ks=4.0×106 N/m, respectively, based on previous research on structure-soil interaction in coral sand [32, 68]. To compare the effects of breakable and unbreakable particles, the parallel bond tensile strength was set at 5.0×106 and 5.0×1060 N/m2 for breakable and unbreakable clusters, respectively, based on previous research on structure-soil interaction in coral sand [32, 58]. Similarly, the parallel band cohesion was set at 5.0×106 and 5.0×1060 N/m2 for breakable and unbreakable clusters, respectively. The relative compaction of soil (70%) in the DEM models was controlled by the commonly used approach proposed by DELUZARCHE et al [38], which was consistent with the relative compaction of soil in model tests. This method involves obtaining the maximum porosity from friction samples placed under gravity and obtaining the minimum porosity by successively decreasing the friction coefficient (f) of the particles until f=0, along with isotropic compression and cycles of compaction by the walls [38]. Thus, by using the porosity in DEM simulations, the maximum and minimum porosities obtained by the approach proposed by DELUZARCHE et al [38], the relative density in DEM can be calculated.

Figure 5
(a) Three particle types in different simulations and (b) numerical model
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Similar to previous studies on structure-soil interaction using DEM simulations [32, 69, 70], particle parameters in this research were calibrated based on pressure-settlement curves obtained from model tests. Unlike other calibration methods that rely on parameters from individual soil property tests, direct calibration using pressure-settlement curves offers a comprehensive understanding of soil-structure interactions at a physical level [32, 69, 71]. The pressure-settlement curves of the footings on breakable 3-corner particle slope foundations were calibrated based on the footing bottom pressure-settlement curves in coral sands. The simulation and test results in Figure 6 exhibit similar peak pressures, curve shapes, and relationship between peak position and normalized setback distance (b/B), indicating that the bearing characteristics of footings on coral sand slopes in model tests could be effectively captured by using breakable corner particles in DEM simulations. Then, the bearing capacity of slope foundations constructed with unbreakable 2-corner particles, unbreakable 3-corner particles, and breakable 3-corner particles is compared. Detailed parameters adopted in the numerical simulations are displayed in Table 1. The case design for the research on footing load on granular soil slopes is displayed in Table 2.

Figure 6
Comparison of pressure-settlement curves of strip footings: (a) Coral sand slope in experimental tests; (b) Slope constructed with breakable 3-corner particle in DEM simulation
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Table 1
Parameters in the DEM simulations
Structure-soil interactionParameterValue
FootingWide/mm80
Density/(kg‧m-3)7850
Elastic modulus, E/(N‧m-2)2.0×1011
Poisson ratio0.20
ParticlesParticle density/(kg‧m-3)2700
Porosity0.15
Particle median diameter, d50/mm6.4
Particle-footing contactsNormal stiffness, kn/(N‧m-1)6.0×107
Shear stiffness, ks/(N‧m-1)4.0×107
Friction coefficient, f0.4
Particle-particle contactsNormal stiffness, kn/(N‧m-1)6.0×106
Shear stiffness, ks/(N‧m-1)4.0×106
Friction coefficient, f0.4
Contacts in clustersParallel bond normal stiffness, pic/(N‧m-1)3.0×1010
Parallel bond shear stiffness, pic/(N‧m-1)2.0×1010
Parallel bond tensile strength/(N‧m-2)5×106, 5×1060
Parallel bond cohesion/(N‧m-2)5×106, 5×1060
Friction angle, pic/(°)22.0
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Table 2
Case designs of footing load on soil slope foundations
CaseTypeParticle breakageBond strength in clusters/(N·m-2)Data source
In silica sandModel testsSALIH KESKIN and LAMAN [14]
In coral sandModel testsYesLUO et al [13]
In unbreakable 2-corner particlesDEM simulationsNo5×1060This study
In unbreakable 3-corner particlesDEM simulationsNo5×1060This study
In breakable 3-corner particlesDEM simulationsYes5×106This study
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It is noteworthy that in numerical research based on DEM, various particle factors (i.e., particle size, shape, and void ratio) can be greatly simplified and therefore different from the model tests to achieve acceptable computational efficiency [32, 72, 73]. Therefore, the value difference between the results obtained from DEM-based research and model tests was inevitable [74, 75]. Instead of solely focusing on precise numerical results, it is worthwhile to emphasize the qualitative mechanisms.

3 Results and analysis

3.1 Effects of breakable particle corners on bearing capacity of granular soil slope foundations

The ultimate bearing capacity (Pu) is a fundamental parameter for footing design in granular soil [76]. Figure 7 presents a comparison of Pu for footings on different granular soil slope foundations, while Figure 8 illustrates the schematic diagram of particle corner contact and breakage behaviors in granular soil. It is evident that in all cases, Pu increased with the normalized setback distance of b/B. Interestingly, Pu of footings on coral sand slope foundations was larger than the bearing capacity on silica sand slope foundations at large setback distances of b/Bpic3 in model tests, but smaller at small setback distances of b/Bpic2, as indicated by the cross point in Figure 7(a). Notably, the cross point in model tests was successfully reproduced when breakable corner particles were considered in DEM simulations, suggesting that DEM simulations accounting for the breakable corner effect can reflect the distinct bearing characteristics of coral sand slope foundations. In numerical simulations, the Pu of unbreakable 2-corner particle slope foundations corresponded to the Pu of silica sand slope foundations. Comparatively, the Pu of unbreakable 3-corner particle slope foundations was significantly larger, indicating that an increase in corner numbers enhances the bearing capacity of soil slope foundations. On the other hand, the Pu of breakable 3-corner particle slope foundations was noticeably decreased compared to unbreakable 3-corner particle slope foundations, indicating that corner breakage substantially reduces the bearing capacity of soil slope foundations. To further illustrate the breakable corner effect on the bearing capacity of granular soil slope foundations, the ratio of Pu for breakable corner particle slope foundations to Pu for common corner-less particle slope foundations was presented in Figure 7(b). It can be observed that, compared to the bearing capacity of common corner-less particle slope foundations, the bearing capacity of breakable corner particle slope foundations is smaller at small setback distances and larger at large setback distances in both model tests and DEM simulation.

Figure 7
Comparison of bearing capacity in model test and DEM simulations: (a) Ultimate bearing capacity; (b) Bearing capacity ratio of the breakable corner particle slopes to the corner-less particle slopes
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Figure 8
Schematic illustration of the particle contact and breakage behaviors in: (a) Classical corner-less particles; (b) Breakable corner particles
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In fact, the intriguing bearing capacity of footings on breakable corner particle slope foundations can be primarily explained by the particle contact and breakage behaviors depicted in Figure 8. In classical corner-less particles (Figure 8(a)), particle interaction is primarily influenced by the surface friction of particles, and large soil stress is required for particle fracture breakage [32, 77-79]. After particle fracture breakage, the soil loosening effect is limited as the fragments continue to act as soil skeletons, and the volume of the soil skeleton does not significantly decrease. However, in breakable corner particles such as coral sand (Figure 8(b)), the particle contacts and breakage behaviors differ significantly. Under low loads, soil particles experience limited movement (less relative particle sliding) due to particle interlocking (corner-friction effect), which corresponds to the higher bearing capacity of footings on coral sand slope foundations at large setback distances. However, as the relative slide among particles increases, particle corners are prone to breakage owing to stress concentration around corners. Unlike particle fracture breakage, this particle corner breakage effect results in notable soil loosening by weakening the supporting points in soil skeletons (tiny broken corners tend to migrate into inter-particle voids) and decreasing the internal friction angle of the soil (φsoil). This particle corner breakage effect contributes to the lower bearing capacity of footings on slope foundations at small setback distances. In essence, breakable corner particles, which exhibit both corner interlock and breakage effects, appear to be a key underlying factor contributing to the unique bearing capacity characteristics of coral sand slope foundations. Further analysis of this phenomenon will be provided in subsequent sections.

3.2 Effects of breakable particle corners on stress transmission in slope foundations

The stress transmission under footings provides valuable insights into the bearing mechanism of soil slope foundations [67, 80-82]. However, there is a lack of studies in the existing literature that have specifically examined the effects of breakable particle corners on stress transmission in slope foundations. The analysis of contact force chains proves to be effective in understanding the pattern of stress transmission beneath footings [58, 83].

Modern footing design has shifted from load-based design to displacement-based design [84]. Figure 9 compares the distributions of contact force chains under the same footing settlements. The thickness of the red lines, representing force chains, is directly proportional to the magnitude of particle contact forces. Regarding the slope effect, when the setback distance (b/B) is small, such as b/B=1, the contact force on the left side of the footings was significantly larger than that on the right side (Figure 9) due to stress release near the slope surface. However, the stress transmission was much deeper on the side close to the slope surface at the small setback distance of b/B=1. This deeper stress transmission is a result of soil block sliding near the slope surface, which will be further explored in subsequent sections. Under a larger setback distance of b/B=3, the contact force chains under footings were relatively symmetrical (only slightly smaller on the side close to the slope surface). In unbreakable 2-corner particles, the area of stress diffusion and the corresponding stress diffusion angle beneath the footings were relatively small, as shown in Figure 9(a). As the number of particle corners increased, the area of stress diffusion and the corresponding stress diffusion angle notably increased (Figure 9(b)) due to the enhanced corner interlocking. When considering the corner breakage effect, the contact force chains undergo further changes, as illustrated in Figure 9(c). Under a small settlement of S=6.5 mm, the distributed area of contact force chains remained unchanged, while the magnitude of contact forces decreased significantly owing to the shrinkage of the soil skeleton caused by particle corner breakage. Under a large settlement of S=10 mm, the decrease in the magnitude of contact forces became more pronounced, and the distributed area of contact force chains also decreased with a much smaller stress diffusion angle, owing to the substantial increase in corner breakage beneath the footings.

Figure 9
Comparison of contact force chain distributions in slope foundations constructed with: (a) Unbreakable 2-corner particles; (b) Unbreakable 3-corner particles; (c) Breakable 3-corner particles
pic

The deformation and failure of soil slope foundations are primarily influenced by the shear stress within the soil [85, 86]. Therefore, the distribution of shear stress within slope soils is depicted in Figure 10. Consistent with the distribution of contact force chains, a small setback distance of b/B=1 resulted in a deeper and wider distribution of shear stress on the side close to the slope surfaces. Furthermore, the effect of breakable particle corners has a noticeable impact on the width and depth of the shear stress distribution. As presented in Figure 10(a), the shear stress distribution was relatively narrow and deep in unbreakable 2-corner particles. As the number of corners increased, as shown in Figure 10(b), the width of the shear stress distribution significantly increased, which is attributed to the enhanced corner interlock effect in the granular soil. However, when the corner breakage effect was taken into account, the distributed area of shear stress decreased notably (Figure 10(c)) due to the damage to the corner interlocking. Moreover, the locations of corner breakages correspond well to the high-pressure zone at the bottom and the shear stress zones (shear bands), which will be further analyzed in subsequent sections.

Figure 10
Comparison of shear stress distributions under footing settlement of S=6.5 mm in slope foundations constructed with: (a) Unbreakable 2-corner particles; (b) Unbreakable 3-corner particles; (c) Breakable 3-corner particles
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3.3 Effects of breakable particle corners on deformation of slope foundations

The effect of breakable particle corners on stress transmission in granular soil further affects the deformation of granular soil slope foundations. According to Figure 6, the bearing capacity of footings under small setback distances was much smaller than that under large setback distances. Besides, the results shown in Figures 9 and 10 indicated that corner breakage under small setback distances has a significantly larger impact on the stress transmission beneath footings. Thus, for the stability and safety of footings, the analysis of corner breakage under small setback distances deserves more attention. As a result, the following parts are mainly focused on corner breakage effects under small setback distances. The slope deformations under two different footing settlements, S=10 mm and S=35 mm are shown in Figure 11. As depicted in Figure 11(a), the deepest slope deformation occurred in the unbreakable 2-corner particle soil. This is attributed to the small stress diffusion angle resulting from relatively weak particle interlock (Figure 9(a)). With an increase in the number of particle corners, the depth of soil deformation noticeably decreased due to the larger stress diffusion angle under the footings. Consequently, significant horizontal movement of particles was observed in unbreakable 3-corner particles, as shown in Figure 11(b). Additionally, compared to the 2-corner particle slopes, noticeable soil upheaval was observed on both sides of the footings in 3-corner particle slopes due to stronger horizontal squeezing movement of particles. When taking the corner breakage into consideration under a settlement of S=10 mm, the depth of slope deformation further decreased notably owing to the decrease in soil-squeezing intensity caused by the soil shrinkage effect of particle corner breakage. Under conditions without corner breakage (Figures 11(a) and (b)), or with limited corner breakage (the left of Figure 11(c)), particle displacement decreased from the upper-right to the lower-left, perpendicular to slip bands. However, under the strong particle corner breakage condition with a large footing settlement of S=35 mm (the right of Figure 11(c)), the slip band transformed into a slip surface, with soil blocks moving as a unit. This phenomenon will be further elucidated by the corner breakage in the subsequent sections.

Figure 11
Comparison of the slope deformations under the settlement of S=10 mm, 35 mm in slope foundations constructed with: (a) Unbreakable 2-corner particles; (b) Unbreakable 3-corner particles; (c) Breakable 3-corner particles
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To provide a comprehensive analysis of the effect of breakable particle corners on soil deformation, slope surface deformations relative to the initial slope surface are displayed in Figure 12. Regardless of particle breakability, the magnitude of deformation on 3-corner particle slopes decreased with increasing distance from the slope crest on the slope surface. Under identical footing settlements, the downward movement of 3-corner particles was hindered by strong particle interlock from surrounding particles (consistent with a large stress diffusion angle). As a result, the soil relatively horizontally moved towards the free surface of the slopes. Besides, corner breakage reduced the squeezing effect around the footing in breakable 3-corner particles, leading to slightly smaller deformations on slope surfaces. In contrast, significant soil deformation occurred in the middle position of slope surfaces in 2-corner particle soils. This can be explained by the weak corner interlock that allows particles to move downward, which aligns with the analysis of the small stress diffusion angle presented in Figure 9(a).

Figure 12
Comparison of the detailed deformation of slope surfaces under the footing settlement of (a) S=10 mm, and (b) S=35 mm
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3.4 Effects of breakable particle corners on failure mode of slope foundations

Particle-scale behaviors, such as particle rotation velocity and particle breakage distributions, play a crucial role in understanding the detailed mechanisms of granular soil deformation and failure [52, 67, 87, 88]. Previous studies [89, 90] have demonstrated the usefulness of particle rotation velocity distributions in identifying slip bands in granular soil. Figure 13 compares the variability of particle rotation velocity distributions in different slopes to explore the effect of corner breakage on slip and failure behaviors of granular soil slope foundations. In Figure 13, the positions with high rotation velocity corresponded to the slip bands or slip surfaces in granular soils. Therefore, the trigonal compression zones under footings were clearly indicated by the surrounding particle rotation distributions. In the unbreakable 3-corner particle slopes (Figure 13(a)), the different locations of strong particle rotation areas under different but adjacent settlements indicated the presence of an variable slip band in the slope foundation, consistent with the findings of a previous study by WANG et al [22]. However, when taking the particle corner breakage into consideration in Figure 13(b), the location of the slip band became stable under different footing settlements; this is because the particle corner breakage promotes the extension of the slip band to the slope surface, which is consistent with stable bulk slip observed in the right figure of Figure 11(c).

Figure 13
Comparison of the variability of particle rotation velocity distributions in slope foundations constructed with: (a) Unbreakable 3-corner particles; (b) Breakable 3-corner particles
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In fact, the stable slip band in breakable corner particle slope foundations is attributed to the extension of particle corner breakage within the slip bands, as shown in Figure 14. As demonstrated in the recent study [58], corner breakage, unlike classical particle fracture breakage, is highly influenced by the relative particle slide among corners. As shown in the diagram of Figure 14(a), corner breakage occurs due to stress concentration caused by the sliding of particles relative to each other [32]. Consequently, significant corner breakage occurs within the slip band. After the breakage of particles at the corner within the slip band, the friction resistance caused by corner interlocks decreases around the broken particles. This results in the formation of a stable slip surface (Figure 14(b)) with reduced friction resistance. Moreover, the decrease in friction resistance on the slip surface also contributes to the lower bearing capacity of the footing on breakable corner particle slope foundations under small setback distances, as shown in Figure 7.

Figure 14
Relationships among particle corner breakage, shear band, and slope foundation failure under the footing settlement of (a) S=10 mm and (b) S=35 mm
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After a sequence of macro- and micro-scale analyses, the mechanical failure patterns of different granular soil slope foundations under strip footings are summarized in this section. The effect of breakable particle corners on slope performance under strip footings is a combined outcome of corner interlocking and corner breakage, which significantly affects the bearing and failure behaviors of slope foundations. Under large setback distances of footings to slope surfaces, corner interlocking noticeably improves the bearing capacity of footings on coral sand slope foundations. However, under small setback distances, the breakage of corners results in a decreased bearing capacity and altered failure pattern of slope foundations, as shown in Figure 15. In the case of slope foundations with common corner-less particles (e.g., silica sand) as shown in Figure 15(a), the soil beneath the footings exhibits a typical shear failure mode, characterized by deep and unstable slip bands, the strongest slope deformation at the mid-position of slope surfaces, and weak soil upheaval on both sides of the footings. In contrast, for slope foundations with breakable corner particles (e.g., coral sand), shear failure of the slope foundations tends to occur in a stable slip surface (Figure 15(b)) due to slide-induced corner breakage on the slip surface. In this scenario, slope failure is characterized by a shallow and stable slip surface, the strongest deformation of the slope foundation around the slope crest, and pronounced soil upheaval on both sides of the footings. Therefore, it is reasonable to conclude that neglecting the effect of breakable particle corners and merely relying on classical design theories may lead to misjudgments regarding the bearing characteristics and failure patterns of coral sand slope foundations, posing a potential engineering risk in coral sand areas.

Figure 15
Schematic illustration of failure patterns of granular soil slope foundations with: (a) Common corner-less particles; (b) Breakable corner particles
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4 Conclusions

This study aims to investigate the micromechanical mechanism underlying the distinctive performance of coral sand slope foundations under a strip footing. The focus is on analyzing the effects of breakable particle corners on the slope foundation soil behaviors at both macro and microscales through a sequence of numerical simulations using the discrete element method (DEM). The key findings can be summarized as follows.

1) Breakable particle corners have notable effects on the bearing characteristics of slope foundations. The bearing capacity of breakable corner particle slope foundations is lower than that of common corner-less particle slope foundations in both model tests and simulations when subjected to low footing setback distances. However, when subjected to large setback distances, the bearing capacity of breakable corner particle slope foundations exceeds that of the common slope foundations. A schematic diagram is provided to illustrate the bearing characteristics of breakable corner particle soil, in comparison to particle contact behaviors in corner-less granular soil. The diagram elucidates the phenomena of corner interlocking and corner breakage in the breakable corner particle soil.

2) The dual effects of corner interlocking and corner breakage alter the stress transmission in slope foundations. There is a positive correlation between the number of particle corners and the stress diffusion angle under footings, while a negative correlation between the number of corners and the depth of stress transmission is discovered. Besides, the occurrence of corner breakage resulted in a decrease in both the angle of stress diffusion and the depth of stress transmission. Additionally, the primary factor contributing to the wide shear stress zones in unbreakable corner particle slope foundations is the strong corner interlocking effect. On the other hand, the narrow shear stress zones observed in breakable corner particle slope foundations are attributed to the breakage of particle corners along these zones.

3) The effects of breakable corners heavily change the particle displacement and the slope deformation. Significant soil upheaval near the footings and notable soil horizontal squeezing movement in the soil slopes with corner-rich particles can be attributed to the strong interlocking effect among particle corners. Thus, the soil deformation is relatively shallow under footings in slope foundations with corner-rich particles. Additionally, the shrinkage in the soil skeleton caused by the breakage of particle corners is the underlying reason for the limited depth of soil deformation observed beneath strip footings. Moreover, this particle corner breakage effect also leads to the overall movement of granular soil on the bottom slip surface in granular soil slope foundations.

4) The correlation between the failure of slope foundations, slip band behaviors, and the development of particle corner breakage in slope foundations is established. The occurrence of particle corner breakage along slip bands plays a crucial role in the transformation of unstable slip bands into a stable slip surface in slope foundations. In contrast to classical particle fracture breakage, the presence of stress concentration around the corners of particles during particle sliding leads to the occurrence of particle corner breakage along the slip surface. Furthermore, a mechanism diagram is developed to illustrate the failure pattern of breakable corner particle slope foundations. This proposed diagram interpreted the distinctive bearing and deformation characteristics exhibited by coral sand slope foundations.

In summary, the research findings emphasize the significance of considering the effect of breakable particle corners when understanding the distinct behavior of coral sand slope foundations under strip footings. These effects not only have an impact on the bearing capacity but also modify the deformation and failure pattern of slope foundations. Consequently, this study offers insights for footing designs in slope foundations composed of breakable corner particle materials.

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注释

PENG Yu, LUO Zhao-gang, HE Shao-heng, QU Li-ming, and DING Xuan-ming declare that they have no conflict of interest.

PENG Yu, LUO Zhao-gang, HE Shao-heng, QU Li-ming, DING Xuan-ming. Micromechanical analysis of particle corner effect on bearing and deformation behaviors of coral sand slope foundation under a strip footing [J]. Journal of Central South University, 2025, 32(2): 624-642. DOI: https://doi.org/10.1007/s11771-025-5871-0.

彭宇,骆赵刚,何绍衡等.基于颗粒棱角效应的条形基础下珊瑚砂斜坡地基承载与变形行为微观分析[J].中南大学学报(英文版),2025,32(2):624-642.